WEBVTT 00:04.680 --> 00:11.170 Prof: Last time--so last time we discussed two factors 00:11.166 --> 00:17.216 that limited--that retarded and limited your progress. 00:17.220 --> 00:20.500 Remember, I'm describing that Europe was in a pretty bad 00:20.503 --> 00:21.223 situation. 00:21.220 --> 00:24.100 One was sort of mental--cultural, 00:24.100 --> 00:28.240 there was a mindset that largely focused on the 00:28.240 --> 00:33.010 supernatural and did not have that mindset to question 00:33.010 --> 00:38.140 received wisdom and to test whatever they believed against 00:38.140 --> 00:41.110 what they saw in reality. 00:41.110 --> 00:46.230 The second was a food and population balance that left 00:46.228 --> 00:51.828 vast numbers of people in conditions of near starvation. 00:51.830 --> 00:57.440 Around 1750--around 1700, Europe started to outgrow these 00:57.444 --> 01:03.264 limitations and we started talking about that last time. 01:03.259 --> 01:05.959 We saw how the scientific revolution, 01:05.959 --> 01:09.809 given great impetus by Newton, he wasn't the only one but the 01:09.805 --> 01:13.775 fabulous success in explaining the universe that Newton's three 01:13.778 --> 01:16.368 very simple laws-- you learned that certainly in 01:16.366 --> 01:18.106 high school if not in junior high school-- 01:18.110 --> 01:26.030 explained how all the heavens work and that was an amazing 01:26.027 --> 01:34.077 creation of the human mind and it had tremendous import and 01:34.083 --> 01:40.893 started what's been called the Enlightenment. 01:40.890 --> 01:44.400 That sort of changed the mental set into something more 01:44.403 --> 01:47.423 progressive, and then as you've read in--I 01:47.415 --> 01:51.335 hope in your course packet the introduction of foods from 01:51.343 --> 01:55.673 America sort of cut down-- got rid of the physical 01:55.666 --> 02:01.726 limitation on population and economic well being in Europe, 02:01.730 --> 02:04.950 that the amount of food went way up. 02:04.950 --> 02:09.470 So this--especially the food--increased the European 02:09.467 --> 02:10.617 population. 02:10.620 --> 02:16.970 There's all kinds of different numbers available but anywhere 02:16.974 --> 02:23.544 from 62% up to a doubling of the European population due to the 02:23.542 --> 02:27.252 introduction of American foods. 02:27.250 --> 02:32.150 Now the standard belief about population at that time was that 02:32.149 --> 02:34.879 population is a wonderful thing. 02:34.878 --> 02:36.698 Jean-Jacques Rousseau who we've talked about, 02:36.699 --> 02:40.169 who was abandoning his own children by the car load to 02:40.169 --> 02:42.459 control his individual family's-- 02:42.460 --> 02:44.820 the number of children they had to cope with-- 02:44.818 --> 02:47.098 in terms when he thought about the grand-- 02:47.098 --> 02:51.908 the political system he said, "that government under 02:51.911 --> 02:56.211 which the citizens do most increase and multiply is 02:56.206 --> 02:58.266 infallibly the best. 02:58.270 --> 03:02.450 Similarly, the government under which a people diminishes in 03:02.450 --> 03:05.570 number and wastes away is the worst." 03:05.568 --> 03:11.358 He's very clear that not only is high population good but it's 03:11.360 --> 03:13.070 infallibly good. 03:13.068 --> 03:16.698 Benjamin Franklin, around 1751, 03:16.699 --> 03:19.119 argues about this. 03:19.120 --> 03:22.610 "There were upwards of one million English souls in 03:22.614 --> 03:25.604 America," This is before the Revolution. 03:25.598 --> 03:28.848 "This million doubling supposed but once in 25 03:28.847 --> 03:32.937 years," which is not a bad estimate of the doubling time of 03:32.937 --> 03:35.987 American population at that time, due largely to 03:35.991 --> 03:37.161 immigration. 03:37.160 --> 03:41.820 "Doubling once every 25 years, within and another--will, 03:41.819 --> 03:46.169 in another century be more than the people of England. 03:46.169 --> 03:49.859 What an accession of power that will be." 03:49.860 --> 03:53.260 And the realization of American increase in numbers and 03:53.264 --> 03:57.244 therefore increase in power was very important in the history of 03:57.236 --> 03:58.116 that time. 03:58.120 --> 04:01.750 After the French and Indian War, before our Revolution that 04:01.750 --> 04:04.910 you know of, the settlement that the English 04:04.908 --> 04:07.488 got Canada, which was barren wasn't worth 04:07.485 --> 04:10.955 very much at the time, and the French kept the islands 04:10.961 --> 04:13.621 in the Atlantic which were very rich, 04:13.620 --> 04:17.000 sugar and plantations, slavery of course. 04:17.000 --> 04:20.080 The French kept those and the English took Canada. 04:20.079 --> 04:20.369 Why? 04:20.374 --> 04:24.494 To keep the Americans in check because they knew that the 04:24.494 --> 04:27.074 Americans would get very strong. 04:27.069 --> 04:31.999 Thomas Jefferson often said, 'population is power,' so in 04:31.999 --> 04:33.759 1800 when the U.S. 04:33.759 --> 04:38.119 was only ten years old, so very fragile in terms of our 04:38.117 --> 04:41.747 military strength and everything like that. 04:41.750 --> 04:45.990 Napoleon had recently--Spain had owned Louisiana which was 04:45.990 --> 04:50.380 the whole vast territory to the west of the 13 colonies, 04:50.379 --> 04:56.519 and during the Napoleonic Wars, Napoleon got charge of them. 04:56.519 --> 05:00.009 He was going to send French troops there to occupy Louisiana 05:00.012 --> 05:03.092 because they were such a big and important territory, 05:03.089 --> 05:05.339 but the U.S., of course, objected. 05:05.338 --> 05:07.558 We were having this huge population growth, 05:07.560 --> 05:09.620 immigration, they were flooding over the 05:09.624 --> 05:12.114 Appalachian Mountains into the territories. 05:12.110 --> 05:14.920 The next boundary was the Mississippi River, 05:14.918 --> 05:18.638 and America did not want any of the European powers taking 05:18.642 --> 05:19.822 control there. 05:19.819 --> 05:23.419 The French Ambassador in America realized that America 05:23.415 --> 05:27.555 was growing so rapidly in power and he thought Napoleon's idea 05:27.555 --> 05:31.005 to send troops was stupid, that Napoleon would lose the 05:31.009 --> 05:31.249 war. 05:31.250 --> 05:34.630 This guy was very clever, he did one thing, 05:34.629 --> 05:39.699 he sent to Napoleon a summary of the American Census of 1800. 05:39.699 --> 05:42.439 Remember that in The Constitution we have to take a 05:42.437 --> 05:42.927 census. 05:42.930 --> 05:46.820 There was one taken in 1800 and it showed such a great rate of 05:46.817 --> 05:50.767 American population increase that that's all he had to send. 05:50.769 --> 05:52.089 It showed that the U.S. 05:52.091 --> 05:55.201 population was doubling every 22 years, not the 25 that 05:55.197 --> 05:57.207 Benjamin Franklin had estimated. 05:57.209 --> 06:01.289 Napoleon got the message immediately; 06:01.290 --> 06:04.120 there was no way that France was going to be able to hold 06:04.119 --> 06:06.139 Louisiana against American objections. 06:06.139 --> 06:08.879 What did Napoleon do? 06:08.879 --> 06:12.169 Sold it to us for a pittance, basically a pittance, 06:12.172 --> 06:14.742 because he knew he could not hold it; 06:14.740 --> 06:16.890 the power of population. 06:16.889 --> 06:20.009 Now why did governments love large populations? 06:20.009 --> 06:21.399 Why was it power? 06:21.399 --> 06:25.629 Two things, one a lot of men and what do you do with men? 06:25.629 --> 06:29.239 Take them into the army so you have big military power, 06:29.240 --> 06:32.580 also more people farm more land, produce more food, 06:32.581 --> 06:33.921 and other goods. 06:33.920 --> 06:35.340 Then what can you do? 06:35.339 --> 06:38.819 You can tax it, so the governments get a lot of 06:38.817 --> 06:43.047 tax and a lot of people if they have a big population. 06:43.050 --> 06:47.240 There was no question in anyone's mind that a big and 06:47.242 --> 06:51.762 growing population was just a wonderful sort of thing. 06:51.759 --> 06:55.329 What they didn't realize is one of the things that I'm trying to 06:55.331 --> 06:59.571 get across in this class, that that system works for a 06:59.567 --> 07:05.337 situation where you have no limitation on land or resources. 07:05.338 --> 07:09.098 It's like I've been--I was describing for Africa where the 07:09.101 --> 07:11.941 population was small and land was large, 07:11.939 --> 07:16.829 then population is--can be a benefit in the way just 07:16.829 --> 07:17.979 described. 07:17.980 --> 07:20.840 The reality, for Europe especially, 07:20.841 --> 07:22.191 was different. 07:22.189 --> 07:26.789 After 1750, again largely due to the American foods, 07:26.788 --> 07:31.568 people filled the European countrysides to overflowing 07:31.567 --> 07:32.737 capacity. 07:32.740 --> 07:36.230 These are quotes from various sources back then. 07:36.230 --> 07:40.380 "Mountains spilled over with people, cities grew and the 07:40.377 --> 07:44.587 plains became full, but this increase in population 07:44.591 --> 07:47.111 brought more mouths to feed. 07:47.110 --> 07:50.930 Population rose and the resources could not match the 07:50.925 --> 07:52.315 population." 07:52.319 --> 07:55.239 When you have more consumers then goods, 07:55.240 --> 07:58.210 law of supply and demand, prices rose, 07:58.209 --> 08:01.119 people couldn't afford what they previously could afford, 08:01.120 --> 08:03.980 and poverty deepened. 08:03.980 --> 08:09.070 In this period in Europe people often moved--migrated seasonally 08:09.065 --> 08:13.905 to get jobs because they didn't have enough income from their 08:13.910 --> 08:14.960 own land. 08:14.959 --> 08:16.549 They would go to where some harvest-- 08:16.550 --> 08:19.050 they were needed to harvest or needed to work on a building 08:19.045 --> 08:21.145 project, but at this time this 08:21.146 --> 08:25.866 population of people wandering around looking for some sort of 08:25.870 --> 08:30.290 work increased so much that the line between migration and 08:30.285 --> 08:33.775 vagabondage, becoming just a vagabond, 08:33.780 --> 08:38.070 was crossed by hundreds of thousands of Europeans. 08:38.070 --> 08:42.010 They were just wandering around looking for some kind of work to 08:42.010 --> 08:44.640 keep them alive for a little bit longer. 08:44.639 --> 08:47.949 This was written--noticed and written about a lot at the time. 08:47.950 --> 08:52.230 They flooded the highways, roads were opening up at the 08:52.225 --> 08:52.775 time. 08:52.779 --> 08:55.339 They flooded the highways of France, Germany, 08:55.341 --> 08:58.021 the low countries, all of these places this was 08:58.020 --> 08:58.720 noticed. 08:58.720 --> 09:02.560 Children at the time--again you read there's crowded orphanages 09:02.562 --> 09:05.992 and foundling homes, women and children--very large 09:05.988 --> 09:08.518 number of beggars arose at this time. 09:08.519 --> 09:13.099 Women and children begged on church steps and on roadsides. 09:13.100 --> 09:17.880 09:17.879 --> 09:22.629 This problem of poverty as I've mentioned was much observed, 09:22.629 --> 09:25.089 much worried about, much commented upon, 09:25.090 --> 09:27.480 and in fact, all of the great intellectuals 09:27.481 --> 09:30.011 of the day, whose names we still know, 09:30.006 --> 09:31.266 commented upon it. 09:31.269 --> 09:33.689 You all know Edward Gibbon? 09:33.690 --> 09:36.500 Gibbon wrote, The Decline and Fall of the 09:36.498 --> 09:39.038 Roman Empire, one of the most famous 09:39.044 --> 09:41.074 intellectuals of that time. 09:41.070 --> 09:45.640 Right after that he wrote, "In the civilized world 09:45.638 --> 09:50.038 the most numerous class is condemned to ignorance and 09:50.037 --> 09:51.557 poverty." 09:51.559 --> 09:52.799 Why were people poor? 09:52.798 --> 09:56.088 Well the general consideration then: they were poor because 09:56.090 --> 09:58.020 they were in some way deficient. 09:58.019 --> 10:00.639 The idea was that God had given some people-- 10:00.639 --> 10:03.999 kings and aristocrats--the abilities and capability to rule 10:03.998 --> 10:07.298 and all the others were relegated to the lower classes. 10:07.298 --> 10:09.838 They just didn't--they had bad heredity, 10:09.840 --> 10:13.280 they were lazy, they were "the wrong 10:13.282 --> 10:18.792 sort," they were inherently incapable that their nature, 10:18.788 --> 10:20.998 their human nature, they didn't really have genetic 10:21.000 --> 10:24.720 ideas back then, was to be incapable of leading 10:24.715 --> 10:26.915 the good kind of life. 10:26.918 --> 10:30.198 Well, this was a nice theory and people who are upper class 10:30.202 --> 10:33.262 enough to get an education to write about it could live 10:33.260 --> 10:35.130 comfortably with that theory. 10:35.129 --> 10:38.949 Then America opens up for colonization and guess what 10:38.946 --> 10:39.676 happens? 10:39.679 --> 10:41.249 Who moves to America? 10:41.250 --> 10:43.810 The poorest people, especially from England. 10:43.808 --> 10:47.308 The lower classes moved to Australia at a somewhat later 10:47.309 --> 10:49.349 time, and then they empty out the 10:49.350 --> 10:52.470 prisons going to Australia so they have really the lower 10:52.466 --> 10:53.086 classes. 10:53.090 --> 10:53.880 What happens to America? 10:53.879 --> 10:56.649 As I've just showed you the people work hard, 10:56.649 --> 10:58.699 they're industrious, they make a lot of money, 10:58.700 --> 11:01.840 they get ahead, everything looks very good in 11:01.841 --> 11:05.841 America and so the theory just didn't fit observation. 11:05.840 --> 11:07.860 As I've mentioned, people are, by now, 11:07.860 --> 11:11.950 paying attention to what's around them and this idea that 11:11.947 --> 11:15.887 Americans had been so poor in England but they moved to 11:15.888 --> 11:18.368 America and things get better. 11:18.370 --> 11:21.360 The question arose: why were the poor so poor in 11:21.363 --> 11:22.003 England? 11:22.000 --> 11:27.830 Kind of an obvious question; again not the first time that 11:27.825 --> 11:29.915 this question had been asked. 11:29.918 --> 11:33.808 The Bible, and again sorry for--keep referring to religion 11:33.811 --> 11:36.631 but you cannot, just cannot discuss Western 11:36.629 --> 11:40.159 intellectual history without going there because that was the 11:40.159 --> 11:42.219 basis of the way people thought. 11:42.220 --> 11:45.140 What the Bible says, Ecclesiastes, 11:45.142 --> 11:50.192 'when goods increase they are increased that eat them.' 11:50.190 --> 11:53.820 If you have more stuff, population grows and they eat 11:53.821 --> 11:54.591 the food. 11:54.590 --> 11:59.310 Very close to what we'll see Malthus says later. 11:59.308 --> 12:01.938 Edmund Burke, who as you know is now 12:01.940 --> 12:05.400 considered the father of conservative political 12:05.397 --> 12:09.757 philosophy: "The laboring people are only poor because 12:09.755 --> 12:13.695 they are numerous; numbers in their nature imply 12:13.695 --> 12:14.795 poverty." 12:14.798 --> 12:18.418 In a fair distribution--what liberals were saying share 12:18.422 --> 12:21.122 equally, "In a fair distribution 12:21.123 --> 12:24.563 among a vast multitude none can have much." 12:24.558 --> 12:27.678 He was talking against spreading the wealth because 12:27.678 --> 12:31.228 under that condition if you spread the wealth everybody is 12:31.234 --> 12:32.424 extremely poor. 12:32.418 --> 12:35.948 Those kind of thoughts started people thinking about the 12:35.953 --> 12:39.043 relationship between population and resources. 12:39.039 --> 12:40.029 What was that? 12:40.029 --> 12:43.369 There's this sort of a fairly new way of thinking about 12:43.371 --> 12:43.931 things. 12:43.929 --> 12:45.419 Where did they turn to? 12:45.418 --> 12:47.878 Again, in the spirit of the Enlightenment, 12:47.879 --> 12:52.959 science was the leading source of intellectual new ideas and 12:52.962 --> 12:57.632 natural history was going on-- was getting going at that time, 12:57.634 --> 13:01.284 studying of plants and animals in their natural habitats, 13:01.278 --> 13:05.908 just like all your TAs for this course. 13:05.908 --> 13:09.308 Adam Smith, among others, paid great attention to what 13:09.307 --> 13:11.227 the naturalists were saying. 13:11.230 --> 13:12.660 In The Wealth of Nations, 13:12.658 --> 13:17.558 1776, "Every species of animal naturally multiples in 13:17.558 --> 13:22.888 proportion to the means of their subsistence and no species can 13:22.886 --> 13:25.806 ever multiply beyond it." 13:25.808 --> 13:28.938 Then he explicitly says, "Men, like all other 13:28.936 --> 13:32.636 animals, naturally multiply in proportion to their means of 13:32.635 --> 13:34.035 subsistence." 13:34.038 --> 13:40.808 So he's immediately applying an ecological law from the study of 13:40.809 --> 13:42.959 animals to people. 13:42.960 --> 13:45.950 Well how fast can humans multiply? 13:45.950 --> 13:49.620 David Hume, another one of the luminous philosophers, 13:49.620 --> 13:54.190 1742: "Almost every man who thinks he can maintain a 13:54.191 --> 13:58.531 family will have one, and the human species at this 13:58.533 --> 14:02.403 rate of propagation would more than double every 14:02.395 --> 14:04.035 generation." 14:04.038 --> 14:07.318 Adam Smith again got some of the problem; 14:07.320 --> 14:12.240 he realized that if wages increased, if things started to 14:12.235 --> 14:17.585 get better and wages increased, this would lead to an increase 14:17.590 --> 14:19.170 in population. 14:19.168 --> 14:21.488 He explicitly says, if people have more money 14:21.489 --> 14:24.649 they're going to be able to feed their children more and they 14:24.652 --> 14:27.222 will stay alive, and there will be a decline in 14:27.216 --> 14:30.836 mortality, and the population will grow. 14:30.840 --> 14:34.190 He--very surprising--did not close the circle and did not-- 14:34.190 --> 14:39.380 never apparently realized that this growth in the population 14:39.384 --> 14:44.674 would mean more competitors for the jobs and would push wages 14:44.668 --> 14:46.428 back down again. 14:46.428 --> 14:49.488 That was the great achievement of Malthus--and all this 14:49.491 --> 14:52.891 interest in what is the cause of poverty, and there were many 14:52.894 --> 14:53.864 other things. 14:53.860 --> 14:58.080 There was an enclosure movement in England at the time where the 14:58.082 --> 15:02.172 lands on which the peasants had lived were being closed in and 15:02.172 --> 15:05.182 controlled by the squires, the country squires and so 15:05.178 --> 15:06.968 forth; a lot of other things going on. 15:06.970 --> 15:11.300 This was the kind of argumentation that was going on 15:11.301 --> 15:12.491 at the time. 15:12.490 --> 15:16.700 Malthus was the one that realized that population and 15:16.702 --> 15:21.322 wages and mortality were in a negative--what we now call a 15:21.322 --> 15:23.512 negative feedback loop. 15:23.509 --> 15:27.039 If wages increased, as I've just said, 15:27.038 --> 15:30.828 then population grows and if population grows the competition 15:30.826 --> 15:34.416 for jobs and for food and for everything else pushes wages 15:34.423 --> 15:37.743 back down, or pushes prices back up so if 15:37.738 --> 15:41.288 you earn the same you're still getting less. 15:41.288 --> 15:45.818 In short, although the population could grow and the 15:45.817 --> 15:50.967 economy on a gross scale could grow, the per capita income, 15:50.966 --> 15:54.336 he basically said, could not grow. 15:54.340 --> 15:57.210 In the strongest statement of this, 15:57.210 --> 15:59.980 and he went through many editions with many different 15:59.975 --> 16:02.865 statements, but in the strongest statement 16:02.869 --> 16:05.949 economic progress is basically impossible; 16:05.950 --> 16:10.050 looked at from the point of view of per capita income, 16:10.048 --> 16:13.528 the living standards of the average person. 16:13.528 --> 16:17.408 Malthus was very clever and thought more deeply about it and 16:17.414 --> 16:20.714 he was aware of two contradictory changes that were 16:20.707 --> 16:23.867 happening throughout the eighteenth century; 16:23.870 --> 16:28.590 he writes in 1798, at the end of the eighteenth 16:28.592 --> 16:29.622 century. 16:29.620 --> 16:32.040 As I've mentioned and you've read there's no question that 16:32.044 --> 16:34.884 agriculture was improving, not only American foods, 16:34.879 --> 16:38.809 but also agronomy was coming in as a science and people were 16:38.812 --> 16:40.932 learning, even with the same crops, 16:40.934 --> 16:43.614 to improve the crops, to improve their livestock, 16:43.605 --> 16:46.665 to fertilize better, to rotate fields better. 16:46.668 --> 16:52.268 They were learning to grow more food. 16:52.269 --> 16:55.819 Nevertheless, even though there was more food 16:55.820 --> 17:00.500 around poverty was growing, and that was also very clear at 17:00.500 --> 17:01.550 the time. 17:01.548 --> 17:07.408 His argument is based on a few very simple kinds of statements. 17:07.410 --> 17:11.550 Contrary to some previous thinkers who envisioned the 17:11.546 --> 17:16.236 relation between population and resources as there's a fixed 17:16.240 --> 17:18.150 amount of resources. 17:18.150 --> 17:18.950 There's a pie. 17:18.950 --> 17:22.210 We now use the expression pie; there's a pie and depending on 17:22.207 --> 17:25.997 how many people there are you divide the pie into smaller and 17:26.000 --> 17:27.140 smaller slices. 17:27.140 --> 17:29.990 The more people, the smaller slices of the pie. 17:29.990 --> 17:34.910 That is completely wrong and never has been correct. 17:34.910 --> 17:42.120 All people do some kind of work and the pie grows with each 17:42.124 --> 17:45.784 person some-- the pie grows to a certain 17:45.777 --> 17:49.557 degree and the question is how much does the pie grow? 17:49.558 --> 17:51.988 For instance again, in the United States at the 17:51.987 --> 17:54.527 time, we had these vast lands to the 17:54.530 --> 17:58.780 west where we were killing or had killed the Indians and they 17:58.775 --> 18:02.615 were very few of them anyway, so that allowed each new 18:02.619 --> 18:04.949 person--so as the population grows-- 18:04.950 --> 18:08.160 again when you have no limitation of resources-- 18:08.160 --> 18:10.940 a new family is living on the frontier, 18:10.940 --> 18:12.760 the frontier becomes crowded. 18:12.759 --> 18:14.819 American population was growing very fast; 18:14.818 --> 18:16.808 they were having lots of kids, lots of immigrants, 18:16.810 --> 18:17.990 where do the new people go? 18:17.990 --> 18:21.570 They just move some miles to the west and they get a 18:21.567 --> 18:25.987 beautiful new farm and the land is just as good as what was left 18:25.988 --> 18:29.988 behind and they grow as much as the farmers that they left 18:29.987 --> 18:30.897 behind. 18:30.900 --> 18:34.690 The population increases, the gross economy increases, 18:34.690 --> 18:39.740 and the per capita standard of living does not decrease because 18:39.744 --> 18:44.314 this guy has the same amount of resources as the previous 18:44.309 --> 18:45.859 generation had. 18:45.858 --> 18:49.778 This was not the condition in Europe, or in England, 18:49.781 --> 18:53.321 or the rest of--actually all across Eurasia. 18:53.318 --> 18:57.598 Here the law of diminishing returns takes effect because 18:57.595 --> 18:59.845 land starts to be limiting. 18:59.848 --> 19:02.948 When land is limiting--people are naturally smart, 19:02.950 --> 19:04.090 what do they do? 19:04.088 --> 19:07.848 If there's beautiful land, fertile land by a river, 19:07.848 --> 19:11.448 of course they farm that first, and so as the population grows 19:11.451 --> 19:14.771 that gets taken up, all the good land comes under 19:14.768 --> 19:16.298 the plow and is good. 19:16.298 --> 19:20.178 Population keeps growing, well the next set of people 19:20.181 --> 19:24.301 have to go to less good land, maybe drier land, 19:24.296 --> 19:28.366 maybe hillier land, and their productivity is not 19:28.372 --> 19:32.392 quite as good as the previous group that got the best land. 19:32.390 --> 19:36.690 Population keeps growing and people have to move high on the 19:36.692 --> 19:38.732 mountaintops, into dry areas, 19:38.729 --> 19:40.989 into desert areas, into swampy areas, 19:40.990 --> 19:46.470 in all kinds of areas where their production is not going to 19:46.471 --> 19:47.681 be as high. 19:47.680 --> 19:52.420 The average income, from say farming, 19:52.420 --> 19:58.250 decreases as you use less good land and so things-- 19:58.250 --> 20:02.080 conditions get worse and finally all the land is used up 20:02.076 --> 20:05.206 and there's no land for farmers whatsoever. 20:05.210 --> 20:09.960 This is the law of diminishing returns. 20:09.960 --> 20:14.100 If you travel around you can really see the law of 20:14.103 --> 20:19.133 diminishing returns happen-- a mix of how people always do 20:19.128 --> 20:22.298 some work, but when there isn't much 20:22.298 --> 20:27.688 resource to take advantage of they can accomplish very little. 20:27.690 --> 20:32.250 Quite a few years ago I was traveling in the highlands of 20:32.250 --> 20:35.310 Bolivia and Peru, and a lot of native Indian 20:35.308 --> 20:37.128 markets there-- very colorful, 20:37.125 --> 20:41.365 tourists love to go to them-- but you watch the ladies sit 20:41.366 --> 20:46.236 down and they have a blanket in front of them and they display 20:46.241 --> 20:49.931 their wares and they-- it's all agricultural and 20:49.933 --> 20:53.193 they'll have maybe a few fruits, and a little bit of this and a 20:53.192 --> 20:56.232 little bit of that, and they have almost nothing, 20:56.231 --> 20:58.851 almost no stock on the blanket. 20:58.848 --> 21:02.258 They've grown this over the past say months or something; 21:02.259 --> 21:05.049 they've walked all the way maybe even days to get to a 21:05.045 --> 21:07.615 market, and then they have very little to sell. 21:07.618 --> 21:10.788 Even if they could sell everything that they brought at 21:10.786 --> 21:13.656 some sort of a profit they didn't have enough-- 21:13.660 --> 21:18.410 their total amount that they would take home was still very, 21:18.412 --> 21:19.542 very little. 21:19.538 --> 21:23.358 They were producing some, but not very much. 21:23.358 --> 21:25.298 In the cities--I have to tell you one story. 21:25.298 --> 21:28.848 I was in Lima in Peru, this same trip, 21:28.848 --> 21:32.598 and a lot of street vendors doing stuff and I saw one guy 21:32.597 --> 21:36.367 had a pair of socks up there, and he had some sort of a 21:36.366 --> 21:38.316 knitting needle or something. 21:38.318 --> 21:41.078 He was holding up the sock and as he was talking to the crowd, 21:41.078 --> 21:43.698 jabbing the sock with his knitting needle, 21:43.700 --> 21:45.190 and he was saying, 'You can't destroy this sock. 21:45.194 --> 21:46.154 You can't destroy this sock. 21:46.150 --> 21:48.600 It'll last the rest of your life.' Bash, bash, 21:48.598 --> 21:48.978 bash. 21:48.980 --> 21:52.430 I'm watching for a while and I'm skeptical but the socks 21:52.431 --> 21:53.311 seemed okay. 21:53.309 --> 21:56.139 I thought, the poor guy; I bought the pair of socks. 21:56.140 --> 21:59.000 Those socks, I could not destroy them, 21:59.003 --> 22:01.563 I used them for about 20 years. 22:01.559 --> 22:02.309 It was really true. 22:02.308 --> 22:07.088 He was making some sort of a meager living but it wasn't 22:07.090 --> 22:07.700 good. 22:07.700 --> 22:12.830 If he had a better job, if there were more resources 22:12.825 --> 22:18.745 that he could utilize--his low wages would not drag down the 22:18.753 --> 22:19.963 average. 22:19.960 --> 22:22.620 You must realize of course that when one says a phrase like 22:22.622 --> 22:24.312 that, that he could--there were 22:24.311 --> 22:26.111 resources that he could utilize-- 22:26.108 --> 22:29.878 brings up a vast consideration of power and everything else. 22:29.880 --> 22:33.650 What other resources and who gets to utilize them and so 22:33.651 --> 22:34.201 forth. 22:34.200 --> 22:38.830 It's a much more--of course I say a little bit and there's 22:38.827 --> 22:42.967 much, much more to say about all of these things. 22:42.970 --> 22:49.510 The law of diminishing returns reduces the average 22:49.512 --> 22:53.242 productivity, but there's a counter-veiling 22:53.238 --> 22:56.468 trend which he also was aware of that I've just mentioned. 22:56.470 --> 22:59.500 That the productivity of the land was increasing, 22:59.500 --> 23:03.540 again through the new foods and new agricultural technologies. 23:03.538 --> 23:07.088 These two factors work in opposite directions, 23:07.090 --> 23:11.750 and Malthus had to make some sort of a guess as to how these 23:11.746 --> 23:14.426 two factors would balance out. 23:14.430 --> 23:16.580 Which would predominate? 23:16.578 --> 23:20.598 Would the introduction of new technology improve faster than 23:20.604 --> 23:23.814 the law of diminishing returns decreased it, 23:23.808 --> 23:27.968 and his conclusion was that technology would be somewhat 23:27.972 --> 23:31.832 stronger then the law of diminishing returns so that 23:31.833 --> 23:35.023 total productivity-- per capita productivity and 23:35.021 --> 23:38.851 total productivity-- would indeed keep increasing. 23:38.848 --> 23:42.988 He thought it would increase sort of at a constant sort of a 23:42.988 --> 23:43.478 rate. 23:43.480 --> 23:52.090 In graph terms, let me see if I can get right 23:52.093 --> 24:04.233 to this graph--here's--this is the standard kind of graph about 24:04.230 --> 24:06.580 Malthus. 24:06.578 --> 24:08.938 Here is the way he thought that resources, 24:08.940 --> 24:12.810 mostly food in his--in the case--the time that he was 24:12.806 --> 24:16.086 talking about-- he thought they would increase 24:16.086 --> 24:20.086 in a more or less regular way, per every year if you consider 24:20.087 --> 24:20.887 these years. 24:20.890 --> 24:23.880 Every year would increase by about the same amount. 24:23.880 --> 24:26.490 He called that an arithmetic growth. 24:26.490 --> 24:32.710 We now call it a linear growth. 24:32.710 --> 24:37.290 He and everyone else knew that population can grow faster than 24:37.288 --> 24:41.938 that, so you probably understand a little bit about exponential 24:41.943 --> 24:42.773 growth. 24:42.769 --> 24:45.519 If each couple has four surviving children, 24:45.519 --> 24:48.479 not unreasonable when there's a moderate amount of food, 24:48.480 --> 24:50.500 and then these children have four and so on, 24:50.500 --> 24:54.030 the population does not grow 4,6, 8, 24:54.029 --> 24:57.519 10,12--a linear kind of thing. 24:57.519 --> 25:01.409 It grows 4,8, 16,32, 64 you're used to 25:01.406 --> 25:04.556 counting this way from bits. 25:04.558 --> 25:08.338 That's called exponential growth where each generation 25:08.343 --> 25:11.273 doubles or improves by some percentage. 25:11.269 --> 25:16.279 I've just made this graph at growing 10% a year. 25:16.278 --> 25:19.468 No matter where you--and the growth is like that, 25:19.470 --> 25:22.220 that's an exponential curve, and all exponential curves look 25:22.222 --> 25:24.652 like that, you can change your scales but 25:24.653 --> 25:26.663 they all look exactly like that. 25:26.660 --> 25:29.290 It doesn't matter where you start. 25:29.288 --> 25:34.028 You can start in England where these two curves would be pretty 25:34.034 --> 25:38.864 much matched at the time Malthus was writing or you can start in 25:38.855 --> 25:42.985 America where resources are way above population at the 25:42.988 --> 25:45.608 beginning, but then you just wait, 25:45.609 --> 25:48.479 America starts filling up more and more rapidly, 25:48.480 --> 25:49.600 as the population grows. 25:49.598 --> 25:53.468 10% of a large population adds more people in a year then 10% 25:53.468 --> 25:56.468 of a small population, so as time goes on the 25:56.472 --> 25:59.262 increment per year gets bigger and bigger, 25:59.259 --> 26:05.819 and eventually it outruns resource growth. 26:05.818 --> 26:10.748 This was Malthus' mathematical formulation of his ideas and he 26:10.752 --> 26:14.802 believed it to be an inevitability that this was an 26:14.796 --> 26:19.166 iron law of economics, and that you couldn't avoid 26:19.167 --> 26:24.107 this and so human population was doomed to a per capita misery 26:24.112 --> 26:25.492 kind of thing. 26:25.490 --> 26:28.930 He put it in this particular mathematical form, 26:28.934 --> 26:32.534 but as you can see, the mathematical form doesn't 26:32.530 --> 26:33.880 really matter. 26:33.880 --> 26:37.810 As long as population can grow faster than resources you're 26:37.810 --> 26:40.930 eventually going to get into this situation. 26:40.930 --> 26:44.000 Even if population grows linearly, if it grows at a 26:44.000 --> 26:46.950 faster pace than resources, you're back into this 26:46.950 --> 26:47.810 situation. 26:47.808 --> 26:53.908 The idea, the simple idea is that population can grow 26:53.907 --> 26:59.797 faster than resources and I think that's for sure true. 26:59.798 --> 27:05.978 Malthus was certainly partly correct. 27:05.980 --> 27:08.630 He was right and he was also wrong, 27:08.630 --> 27:12.060 and he has been--you've probably heard Malthus always 27:12.064 --> 27:16.164 gets discussed since he wrote a big subject of controversy, 27:16.160 --> 27:18.970 and I think the current sort of fashion is to, 27:18.970 --> 27:19.830 is to put him down. 27:19.828 --> 27:23.058 How many people have heard discussions of Malthus? 27:23.058 --> 27:26.248 In how many does he come out well? 27:26.250 --> 27:29.250 How many does he come out badly? 27:29.250 --> 27:31.800 It's about split. 27:31.798 --> 27:37.358 In certain kinds of circles it's unfashionable to be a 27:37.361 --> 27:39.671 Malthusian nowadays. 27:39.670 --> 27:43.110 He was right and he was wrong, and what was he right about? 27:43.108 --> 27:45.398 First he had apparently--although the 27:45.403 --> 27:48.273 historians argue about this--quite an accurate 27:48.269 --> 27:49.289 description. 27:49.288 --> 27:54.658 This Malthusian situation is an accurate description of Europe 27:54.661 --> 27:57.921 from about 1200 to into the 1700s, 27:57.920 --> 28:01.800 so for about 500 years very strong arguments can be made 28:01.804 --> 28:05.624 with whatever data is available that Europe was in this 28:05.616 --> 28:07.026 Malthusian trap. 28:07.028 --> 28:09.818 It also, as I'll show you in a minute, 28:09.818 --> 28:12.718 that as the industrial revolution took hold, 28:12.720 --> 28:15.260 he was still right for almost another century, 28:15.259 --> 28:18.179 and then things changed. 28:18.180 --> 28:20.500 He didn't have this--he had a crystal ball, 28:20.497 --> 28:22.917 he was pretty good, but he didn't have a real 28:22.923 --> 28:24.583 modern model crystal ball. 28:24.578 --> 28:31.468 There are two things that he did not foresee. 28:31.470 --> 28:35.140 He lived at the very beginning of the industrial revolution and 28:35.144 --> 28:37.224 didn't really realize it's power. 28:37.220 --> 28:38.940 So when he saw it, he thought he thought 28:38.939 --> 28:41.699 production of all sorts, not only agriculture, 28:41.700 --> 28:46.190 would increase kind of linearly but constant increments every 28:46.185 --> 28:48.465 year, but in fact the way it has 28:48.474 --> 28:51.584 turned out is that not only can population increase 28:51.580 --> 28:54.240 exponentially, but production can increase 28:54.238 --> 28:57.068 exponentially, and for the same reason 28:57.070 --> 28:57.990 basically. 28:57.990 --> 29:00.820 When you produce, if you're in this scientific-- 29:00.818 --> 29:06.718 this post enlightenment era where we know science makes life 29:06.720 --> 29:10.080 better-- then as your economy increases 29:10.082 --> 29:14.652 you have more money and you devote a certain fraction of it 29:14.650 --> 29:18.100 to research, to a technology and so as your 29:18.103 --> 29:22.203 economy grows every year you put more and more money into 29:22.199 --> 29:25.309 research, so in the same way that if it's 29:25.309 --> 29:27.819 a percentage of your total income-- 29:27.818 --> 29:30.818 total national income or something that you invest, 29:30.818 --> 29:33.338 and you get a good product out of it then just like population, 29:33.338 --> 29:36.288 every year you will have more income, 29:36.288 --> 29:39.768 more gross national product, more when you invest a certain 29:39.769 --> 29:44.179 fraction you have more, and also technology and science 29:44.184 --> 29:46.124 grows exponentially. 29:46.118 --> 29:51.078 What happened is that eventually technology 29:51.076 --> 29:56.266 grew--production--just as fast as population, 29:56.268 --> 30:00.038 and in fact, somewhat faster than 30:00.044 --> 30:02.054 population. 30:02.048 --> 30:05.348 We sort of realized that when we say that our economy grows 30:05.354 --> 30:09.094 like 2% a year we don't say-- we sometimes say it grew by a 30:09.087 --> 30:11.707 $100 million dollars year, something like that, 30:11.713 --> 30:13.673 but more often-- which is a linear statement, 30:13.671 --> 30:15.271 $100 million, $100 million, 30:15.269 --> 30:19.329 $100 million--but if you say 2% then next year you have 2% of 30:19.329 --> 30:23.409 102%, and then next year 2% of 104%, 30:23.414 --> 30:26.664 it grows faster and faster. 30:26.660 --> 30:31.710 Again, this kind of percentage increase in technology in 30:31.710 --> 30:36.670 production has exactly the same limit as population. 30:36.670 --> 30:38.440 That there must be no external limits; 30:38.440 --> 30:42.520 no resources that are limiting. 30:42.519 --> 30:46.609 Now of course we realize we do have to worry about the limits 30:46.607 --> 30:48.037 of the environment. 30:48.039 --> 30:51.929 People have multiplied; people have basically filled up 30:51.926 --> 30:54.876 the earth and the-- we're using everything that 30:54.881 --> 30:58.211 looks like we're using virtually everything that humans can use, 30:58.210 --> 31:00.220 and there's not much left. 31:00.220 --> 31:04.590 So the question is, can we continue to increase our 31:04.593 --> 31:05.733 production? 31:05.730 --> 31:09.840 We don't know the answer to it. 31:09.838 --> 31:14.288 The second thing that Malthus didn't foresee was a big drop in 31:14.288 --> 31:15.528 the birth rate. 31:15.528 --> 31:21.608 He again, acting sort of in the Newtonian mode of pronouncing 31:21.614 --> 31:25.674 scientific laws that were inviolable, 31:25.670 --> 31:28.400 and inevitable, he said the sex drive was an 31:28.397 --> 31:31.717 instinct-- people liked sex--and that 31:31.724 --> 31:36.664 would not go away so they would keep reproducing. 31:36.660 --> 31:38.640 Now he was also aware of contraception, 31:38.637 --> 31:41.237 people were doing various things even at that time, 31:41.240 --> 31:43.220 and it was certainly an awareness. 31:43.220 --> 31:46.320 He was so--he was a minister--he was so morally 31:46.324 --> 31:50.244 opposed to that that he just would not really consider that 31:50.238 --> 31:56.648 people would ever do that, so he dismissed that kind of 31:56.653 --> 31:57.583 idea. 31:57.578 --> 32:01.208 What happened, that in some sense makes him 32:01.211 --> 32:03.971 wrong, is that after about another 100 32:03.972 --> 32:07.492 years after he writes, production increases enough to 32:07.490 --> 32:11.520 keep up with population and the birth rate starts dropping and 32:11.516 --> 32:14.416 we're going to talk about both of these-- 32:14.420 --> 32:17.140 both of those things. 32:17.140 --> 32:21.480 When you think about Malthus getting into these discussions 32:21.483 --> 32:24.783 that the strict formulation of his ideas, 32:24.778 --> 32:29.118 that we can't make any economic progress and disaster is 32:29.122 --> 32:32.432 imminent, that's clearly not the case, 32:32.430 --> 32:36.980 but if you just slightly rephrase his questions and ask 32:36.980 --> 32:41.870 not whether you have a dead stop to population growth-- 32:41.868 --> 32:45.538 to economic growth--but that in those countries and those places 32:45.536 --> 32:50.256 with very dense populations, even though economic growth is 32:50.260 --> 32:54.070 present there, would the people be better off 32:54.068 --> 32:56.018 with a lesser population? 32:56.019 --> 33:00.889 Is Malthus right not in the extreme but in the reality that 33:00.894 --> 33:02.854 you can-- even in very dense 33:02.851 --> 33:05.661 populations--you can have some economic growth, 33:05.660 --> 33:08.990 but would the people be better off if they had less-- 33:08.990 --> 33:12.610 a lower population? 33:12.608 --> 33:19.228 Then instead of asking whether food is your limiting factor, 33:19.230 --> 33:23.520 asking whether the environment is your limiting factor and 33:23.518 --> 33:27.638 that-- with those rather small changes 33:27.640 --> 33:34.910 in what he said makes Malthus as relevant today as at any time. 33:34.910 --> 33:46.080 Let's look at some of the things that I've been talking 33:46.075 --> 33:47.725 about. 33:47.730 --> 33:52.700 You've all seen--you've seen this graph before and you 33:52.699 --> 33:58.419 remember this is for Roman times but characteristic up to-- 33:58.420 --> 34:01.170 from way, way back almost into the 1700s. 34:01.170 --> 34:05.490 that 1,000 females are born, not very different for males, 34:05.490 --> 34:09.210 most of them die--about half of them die as infants, 34:09.210 --> 34:12.360 then childbirth and they keep dying and eventually there's 34:12.364 --> 34:13.254 very few left. 34:13.250 --> 34:18.060 This is the number that are born and the number that are 34:18.057 --> 34:18.667 left. 34:18.670 --> 34:22.160 The reason I show this again is because there's one number here 34:22.155 --> 34:25.005 that I didn't describe before, but is one way of 34:25.010 --> 34:27.310 characterizing this E_0 is-- 34:27.309 --> 34:31.359 E is for the expectancy of life, how long you're going to 34:31.360 --> 34:34.110 live at age 0, at your birth. 34:34.110 --> 34:37.880 When a child is born how long do you expect them to live? 34:37.880 --> 34:42.280 Of course that may be say 70 years old nowadays. 34:42.280 --> 34:45.440 My mother, for instance, is 97 and so her life 34:45.436 --> 34:49.766 expectancy is like 102, so the life expectancy depends 34:49.773 --> 34:54.803 on when you're measuring it and so this is life expectancy at 34:54.802 --> 34:59.832 birth and at this time it was just under 21 years of age. 34:59.829 --> 35:05.279 We've see here that when the death rate is such as to have 35:05.278 --> 35:10.268 this kind of a life expectancy, that something like a third of 35:10.273 --> 35:13.583 the women are doing all the reproducing because the others 35:13.583 --> 35:15.993 are dead, and if it's a third they have 35:15.994 --> 35:18.964 to have six children to keep the population going, 35:18.960 --> 35:23.380 but since a lot of that third is infertile or sick, 35:23.380 --> 35:28.200 or unmarried or whatever, the average has to be six-- 35:28.199 --> 35:31.749 the women who actually can reproduce have to produce a lot 35:31.753 --> 35:32.193 more. 35:32.190 --> 35:36.130 It turns out that that's about the limit. 35:36.130 --> 35:42.530 That much--with an expectancy of life of much less than that, 35:42.530 --> 35:46.300 much less than 20 or even maybe get it down to 20, 35:46.300 --> 35:51.500 your group, your population goes extinct. 35:51.500 --> 35:55.600 Think mathematically just a little bit that if the average 35:55.601 --> 35:59.921 lifespan is 20 years then in every one of those 20 years, 35:59.920 --> 36:04.840 an equal number every year, 1/20^(th) of the population is 36:04.838 --> 36:07.858 going to die and 1/20^(th) is 5%. 36:07.860 --> 36:16.220 You can think of a 5% death rate as sort of the maximum. 36:16.219 --> 36:20.549 5% of the population dies every year is kind of a maximum that 36:20.548 --> 36:22.038 humans can sustain. 36:22.039 --> 36:25.699 More than that and you have a lower E_0; 36:25.699 --> 36:32.209 your population goes out of existence. 36:32.210 --> 36:35.060 As time goes on, I've shown you this slide also, 36:35.059 --> 36:39.909 conditions get a little better so here is the way this graph-- 36:39.909 --> 36:43.409 this is rather stylized, we don't have great data to 36:43.409 --> 36:46.049 make such a graph, but this shows the life 36:46.052 --> 36:47.992 expectancy between 20 and 25 years, 36:47.989 --> 36:52.769 which we think is more or less the characteristic of humans for 36:52.771 --> 36:55.451 a long time, and then very slowly over 36:55.445 --> 36:57.625 thousands of years it gets better, 36:57.630 --> 37:01.210 and up here you're maybe at 25. 37:01.210 --> 37:04.810 At 20--at 25 years, so 25 years--if people are 37:04.809 --> 37:09.289 going to live on average 25 years that means 1/25^(th) of 37:09.289 --> 37:14.259 them die every year, 1/25^(th) is 4%. 37:14.260 --> 37:22.920 When you see a death rate of 4%, which can be expressed as 4 37:22.920 --> 37:28.940 per 100 or 40 per 1,000--did I say 40%? 37:28.940 --> 37:32.340 I meant 4%. 37:32.340 --> 37:36.650 What has happened over these thousands of years is that we 37:36.648 --> 37:40.428 managed to keep 1% more people alive every year. 37:40.429 --> 37:44.879 From here we're keeping the death rate as maybe 5% a year 37:44.882 --> 37:48.542 and the death rate here is maybe 4% a year, 37:48.539 --> 37:53.549 so keep those numbers in mind as a primitive kind of minimum 37:53.550 --> 37:57.490 using say the 25, that 40 per 1,000 deaths and 37:57.489 --> 38:01.169 the population is going to be fairly stable, 38:01.170 --> 38:03.960 so 40 per 1,000 people. 38:03.960 --> 38:12.670 That's what was going on through most of human history. 38:12.670 --> 38:16.180 Now if you look at the actual numbers for Europe, 38:16.179 --> 38:25.329 you see that Eastern Europe has a--this is the death rate of not 38:25.333 --> 38:30.713 40 per 1,000 but 38 per 1,000 here. 38:30.710 --> 38:35.140 Very, very little bit better than the rate at which you 38:35.143 --> 38:39.253 really can't keep your population alive anymore. 38:39.250 --> 38:42.510 This continues in Eastern Europe until 1860, 38:42.514 --> 38:44.264 until Civil War time. 38:44.260 --> 38:45.610 This is the Civil War in America. 38:45.610 --> 38:50.010 Russia frees its Serfs at about this time; 38:50.010 --> 38:53.270 you've got a lot of the great Russian authors and musicians 38:53.268 --> 38:55.458 who are starting at around that time. 38:55.460 --> 39:01.280 So in Eastern Europe if you measure standard of living by 39:01.284 --> 39:05.654 the death rate, the death rate has improved 39:05.652 --> 39:12.332 very little over the 40 or 50; 50 is from thousands of years 39:12.329 --> 39:14.279 ago--then the 40. 39:14.280 --> 39:19.710 Then modernization takes over and it falls very slowly. 39:19.710 --> 39:23.300 Western Europe, where the enlightenment hit 39:23.300 --> 39:26.100 first, is doing better at this time, 39:26.096 --> 39:29.236 and the line is sort of where Genghis Khan-- 39:29.239 --> 39:30.879 the line between Eastern and Western Europe was basically 39:30.876 --> 39:34.486 where Genghis Khan-- the Mongols occupied Europe. 39:34.489 --> 39:39.859 Here in 1800 Western Europe already has a death rate down to 39:39.855 --> 39:40.305 28. 39:40.309 --> 39:43.019 Remember I told you in the 1700s the Western foods come in 39:43.016 --> 39:46.096 and things start getting better, so the death rate has been 39:46.097 --> 39:49.317 dropping at least all during the 1700s and depending on what 39:49.315 --> 39:53.205 historian you read, possibly before the 1700s. 39:53.210 --> 39:58.960 Eastern Europe 100 years later, this is 1800 and this is 1890, 39:58.963 --> 40:03.593 Eastern Europe is 100 years behind Western Europe, 40:03.585 --> 40:05.845 more than 100 years. 40:05.849 --> 40:11.259 Europe has already--Western Europe has progressed somewhat 40:11.260 --> 40:17.240 and at this level the population is increasing quite rapidly. 40:17.239 --> 40:22.629 During this period, again population is increasing, 40:22.630 --> 40:25.230 resources and production are increasing somewhat, 40:25.230 --> 40:30.570 but the balance is not in favor of standard of living. 40:30.570 --> 40:35.130 For instance food. 40:35.130 --> 40:37.170 Grain accounts for, during this period, 40:37.170 --> 40:40.300 about 80% of the calories of the poor and even for the upper 40:40.300 --> 40:43.230 classes who had more meat, and eggs, and this kind of 40:43.228 --> 40:44.508 stuff it was about 50%. 40:44.510 --> 40:49.420 You can look basically at grain prices and wages and grain 40:49.416 --> 40:53.286 prices and tell how the people were living. 40:53.289 --> 40:56.529 In Strasburg, which is very favorably 40:56.534 --> 41:00.994 situated on land on the Rhine, just on the border between 41:00.987 --> 41:04.057 Germany and France, sometimes it's Germany and 41:04.056 --> 41:07.116 sometimes it's France, between 1400 and 1500 for 41:07.123 --> 41:09.963 instance, the amount of work needed to 41:09.960 --> 41:14.630 purchase a month's worth of wheat was in the range of 60 to 41:14.625 --> 41:15.585 80 hours. 41:15.590 --> 41:20.220 This is just before the Reformation for instance, 41:20.219 --> 41:21.859 60 to 80 hours. 41:21.860 --> 41:25.180 By 1540, populations were already increasing, 41:25.179 --> 41:27.919 it had risen to over 100 hours and it doesn't-- 41:27.920 --> 41:32.870 and then it keeps going and it doesn't come back down to 100 41:32.873 --> 41:34.893 hours until the 1880s. 41:34.889 --> 41:39.289 We're talking very; very late the people are not 41:39.291 --> 41:41.181 living better. 41:41.179 --> 41:44.409 The wages of German workers, again measured in grain, 41:44.409 --> 41:47.629 because prices go up and down, but how much grain can you buy 41:47.630 --> 41:49.940 whether you work is the important number. 41:49.940 --> 41:54.420 It fell roughly 50% between 1500 and 1650. 41:54.420 --> 42:00.250 The percentage of males in Frankfurt in Germany with enough 42:00.248 --> 42:06.578 property to be citizens fell from 75% in 1723 to 33% in 1811. 42:06.579 --> 42:10.589 We're watching the population get impoverished. 42:10.590 --> 42:13.710 Massive unemployment in Germany caused wages to fall below 42:13.706 --> 42:17.006 subsistence levels, especially in the 1840s, 42:17.012 --> 42:22.352 and living standards in Germany showed no signs of improvement 42:22.353 --> 42:25.073 before 1850 at the earliest. 42:25.070 --> 42:29.320 We're talking very modern times, well into the industrial 42:29.320 --> 42:33.800 revolution, and things are not getting better if you look at 42:33.798 --> 42:35.468 per capita income. 42:35.469 --> 42:39.409 Again, population is growing, the total national economy is 42:39.414 --> 42:42.614 growing, but per capita you're not improving. 42:42.610 --> 42:46.910 In England, buying power started falling in the 1500s and 42:46.907 --> 42:51.357 didn't recover to that level until well into the nineteenth 42:51.358 --> 42:52.278 century. 42:52.280 --> 42:57.630 In Paris, bread consumption did not increase per capita, 42:57.625 --> 43:01.605 did not increase between 1637 and 1854. 43:01.610 --> 43:05.060 Pastureland didn't increase, so the same amount of meat 43:05.063 --> 43:08.843 basically was produced with some improvement because of some 43:08.835 --> 43:12.705 cattle breeding, but now it was divided among 43:12.713 --> 43:14.973 more people, and not only that, 43:14.969 --> 43:18.259 but because potatoes had come in and potatoes could keep more 43:18.264 --> 43:21.724 people alive, a lot of pastureland was taken 43:21.724 --> 43:26.774 away from pastureland and put into potatoes so basically meat 43:26.773 --> 43:30.143 became very scarce in European diets. 43:30.139 --> 43:34.049 Again, it decreased between the Middle Ages and 1800, 43:34.045 --> 43:36.295 it doesn't start recovering. 43:36.300 --> 43:39.440 Forests did not increase, in fact were cut down to have 43:39.442 --> 43:42.702 more land for agriculture, so wood becomes scarce for 43:42.697 --> 43:44.217 housing, for heating, 43:44.217 --> 43:47.657 for heating houses, for building houses and so 43:47.661 --> 43:48.351 forth. 43:48.349 --> 43:54.539 What happened during this period is that people-- 43:54.539 --> 43:57.689 standard of living was going down, they managed to stay 43:57.693 --> 43:59.283 alive, they had to work harder and 43:59.277 --> 44:02.277 harder, the hours that they worked to 44:02.278 --> 44:07.388 get--to maintain themselves alive kept increasing and yet 44:07.394 --> 44:10.414 they didn't make any progress. 44:10.409 --> 44:14.389 We're talking about ballpark 100 years into the industrial 44:14.393 --> 44:17.043 revolution which we now-- that's what you learned in high 44:17.039 --> 44:18.919 school, the industrial revolution is 44:18.922 --> 44:22.492 such a wonderful thing and it improved incomes and the modern 44:22.485 --> 44:24.975 world during the industrial revolution. 44:24.980 --> 44:27.850 But in actual fact the data shows that's really not the 44:27.853 --> 44:30.033 case, that for about 100 years the 44:30.032 --> 44:33.602 industrial revolution while making tremendous progress and 44:33.599 --> 44:36.729 total national economies are growing very big, 44:36.730 --> 44:40.540 the per capita income of all but the very upper classes 44:40.538 --> 44:42.088 doesn't really grow. 44:42.090 --> 44:46.280 By this time of course Malthus is dead and we know he's been 44:46.275 --> 44:50.385 laughing in his grave because he was very controversial. 44:50.389 --> 44:53.799 When he was alive he was very controversial and it really 44:53.802 --> 44:56.242 wasn't until the Irish potato famine, 44:56.239 --> 45:00.329 about which you have read, and massive numbers of people 45:00.329 --> 45:06.289 died for lack of resources, a bug killing the potatoes. 45:06.289 --> 45:09.089 Then people said, 'oh yeah Malthus was right,' 45:09.092 --> 45:10.652 and then it kept going. 45:10.650 --> 45:15.320 His idea that progress could just be eaten up by population 45:15.320 --> 45:19.590 growth turns out to be characteristic of many hundreds 45:19.590 --> 45:24.500 of years of European history and the rest of the world also of 45:24.501 --> 45:25.551 course. 45:25.550 --> 45:30.950 Now an amazing thing happens in this to start changing the story 45:30.947 --> 45:33.257 and it happens in France. 45:33.260 --> 45:34.430 What happens? 45:34.429 --> 45:39.339 The French, which looked up until about 1800,1750 or so, 45:39.335 --> 45:43.345 looked like any other population in Europe. 45:43.349 --> 45:46.609 They had lots and lots of children, but then they stopped 45:46.614 --> 45:48.194 having a lot of children. 45:48.190 --> 45:51.130 It just came out of the blue, and what changed? 45:51.130 --> 45:55.010 The age of marriage didn't change a lot so that wasn't the 45:55.007 --> 45:55.957 cause of it. 45:55.960 --> 45:58.660 The age at first birth didn't change a lot, 45:58.663 --> 46:02.073 they weren't getting married then delaying childbirth, 46:02.074 --> 46:04.074 that stayed about the same. 46:04.070 --> 46:09.270 The interval between babies didn't change very much so they 46:09.268 --> 46:14.378 were not using much control within marriage apparently. 46:14.380 --> 46:18.190 Once they got married they just started popping out babies. 46:18.190 --> 46:22.220 But, they stopped having children at a young age. 46:22.219 --> 46:26.509 The age of--the age at first birth doesn't change much, 46:26.512 --> 46:30.092 the age at last birth changes by ten years. 46:30.090 --> 46:35.170 Families stop having children about ten years earlier, 46:35.168 --> 46:40.918 chopping out a very large fraction of their fertile years. 46:40.920 --> 46:44.540 This behavior is called "stopping behavior" 46:44.539 --> 46:47.879 and we see it all around the world eventually. 46:47.880 --> 46:50.240 No one understood what was going on but they were 46:50.239 --> 46:52.139 horrified, they knew it was happening, 46:52.139 --> 46:54.609 it was-- people were well aware of it 46:54.610 --> 46:57.320 and they were quite horrified by it. 46:57.320 --> 47:00.760 Any of you that watch television know that John Adams 47:00.755 --> 47:04.385 and his wife Abigail went to Europe about that time, 47:04.389 --> 47:07.329 I think it was 1782, and she especially was 47:07.331 --> 47:11.251 distressed at the French people's "feeble commitment 47:11.253 --> 47:14.473 to family life," exemplified by the French 47:14.474 --> 47:18.544 families only having three or four children rather than the 47:18.536 --> 47:22.176 eight or ten that you were supposed to have. 47:22.179 --> 47:25.819 Americans at the time were having eight or nine. 47:25.820 --> 47:28.430 They were equally horrified--this is again from 47:28.429 --> 47:31.719 the Adams', they were equally horrified by the French upper 47:31.719 --> 47:33.989 classes easy acceptance of adultery. 47:33.989 --> 47:36.799 This they found was, and this is John Adams 47:36.800 --> 47:40.820 speaking, "an indication of the general moral and social 47:40.815 --> 47:42.485 disintegration." 47:42.489 --> 47:48.709 He said, "The French are not a moral people." 47:48.710 --> 47:51.610 What happens is all this behavior which was wildly 47:51.614 --> 47:55.424 decried by everyone, within a century after France 47:55.416 --> 47:59.586 starts doing it, all of Europe takes off and 47:59.585 --> 48:02.435 starts doing the same thing. 48:02.440 --> 48:09.250 Here is a graph of that. 48:09.250 --> 48:11.840 This graph starts in the year, and we'll talk about it later, 48:11.840 --> 48:15.840 where fertility has already dropped by about 10% and here's 48:15.840 --> 48:20.350 France and this states that-- when the fertility change has 48:20.347 --> 48:23.367 already been going on to the 1820s, 48:23.369 --> 48:25.969 when it's actually started before that, 48:25.969 --> 48:29.579 and then every other country in Europe starts dropping its 48:29.583 --> 48:31.553 fertility within this period. 48:31.550 --> 48:36.840 It goes down by--in this space of time--by 30%, 48:36.842 --> 48:39.262 an enormous change. 48:39.260 --> 48:46.610 Even though France starts it early and everybody's horrified 48:46.610 --> 48:52.590 by it, in fact, everybody starts copying this. 48:52.590 --> 48:56.690 This is Europe but in another century, Asia, 48:56.690 --> 48:59.840 and Latin America--follow suit. 48:59.840 --> 49:05.650 This is really a major change in what it means and how one 49:05.650 --> 49:08.710 lives life as a human being. 49:08.710 --> 49:12.020 I've stressed the biology of reproduction, 49:12.021 --> 49:16.711 of course we have a biological drive to keep having sex and 49:16.708 --> 49:18.888 that produces children. 49:18.889 --> 49:23.469 The culture or the cultural religion presses upon people to 49:23.471 --> 49:28.131 keep their birth rates up and this goes on for thousands and 49:28.132 --> 49:33.032 thousands of years of human history until the late 1800s, 49:33.030 --> 49:38.450 early for France and then all of a sudden all around Europe 49:38.445 --> 49:44.325 and then later in the world this very fundamental way of being a 49:44.329 --> 49:46.009 human changes. 49:46.010 --> 49:50.070 The big question in demography, since this was noticed a long 49:50.070 --> 49:52.440 time ago, what cause this change? 49:52.440 --> 50:01.360 Why did all of a sudden with no--why did this all happen? 50:01.360 --> 50:03.860 The people at the time were absolutely dumbfounded, 50:03.860 --> 50:07.130 and dumbfounded especially that it should happen in France, 50:07.130 --> 50:10.150 because at that time France was at the height of its power, 50:10.150 --> 50:12.800 it was about the richest country in Europe, 50:12.800 --> 50:16.250 it was the most powerful, it was the most advanced in 50:16.253 --> 50:18.353 learning, all the Philosophes were there, 50:18.346 --> 50:21.686 the encyclopedia was there, it was the top of the world. 50:21.690 --> 50:28.420 Why should, of all places on earth, the richest people on 50:28.422 --> 50:32.032 earth--stop having children? 50:32.030 --> 50:34.510 Now--it wasn't important at that time, 50:34.510 --> 50:35.730 it wasn't considered to be important, 50:35.730 --> 50:39.780 but of course France is a totally Catholic country and so 50:39.782 --> 50:44.272 why should a Catholic country be the first one and way ahead of 50:44.269 --> 50:47.309 everyone else to reduce its birthrate? 50:47.309 --> 50:50.609 Historians have come up with all--we don't know the answer, 50:50.605 --> 50:52.475 let me tell you that right out. 50:52.480 --> 50:56.310 But, historians do have lots of answer for it. 50:56.309 --> 51:01.069 One--the reasons for the French fertility decline lie in the 51:01.074 --> 51:05.034 moral and religious reassessments that occurred in 51:05.032 --> 51:09.072 the tumultuous years of the French Revolution. 51:09.070 --> 51:15.610 For sure, a moral realignment was certainly taking place. 51:15.610 --> 51:19.730 How many of you know Madame Bovary, the novel? 51:19.730 --> 51:25.650 What's the novel--what's the centerpiece of the novel? 51:25.650 --> 51:28.610 It's an adulterous affair, right? 51:28.610 --> 51:30.860 Here's a woman, a young married woman, 51:30.856 --> 51:33.276 has a child, and she has a perfectly nice 51:33.284 --> 51:36.384 husband who adores her and is quite permissive. 51:36.380 --> 51:40.150 She really has nothing objective to complain about, 51:40.148 --> 51:44.368 but she considers him boring and so she takes an exciting 51:44.367 --> 51:46.777 lover or a series of lovers. 51:46.780 --> 51:50.840 I'm not going to give away the plot but the book was taken as a 51:50.842 --> 51:53.992 justification for having extramarital affairs. 51:53.989 --> 51:57.099 Now that's okay for men and has been okay for men, 51:57.099 --> 52:00.829 but here's a woman, here's Flaubert justifying a 52:00.833 --> 52:04.093 woman's having an extramarital affair, 52:04.090 --> 52:06.150 not because the husband was beating her or anything, 52:06.150 --> 52:08.350 he was a perfectly decent guy. 52:08.349 --> 52:12.799 That was considered terrible and he was promptly arrested and 52:12.798 --> 52:17.098 prosecuted by the government for "affronting religious 52:17.099 --> 52:18.509 morality." 52:18.510 --> 52:22.910 Of course that was very good for sales of the book, 52:22.907 --> 52:28.007 so everybody read that book, including a lot of us still at 52:28.007 --> 52:28.797 Yale. 52:28.800 --> 52:32.180 People were--the rest of Europe were well aware of the French 52:32.175 --> 52:35.315 lead in this and in English speaking countries France was 52:35.324 --> 52:39.834 blamed for the problem, and especially French novels, 52:39.829 --> 52:43.669 and they were corrupting our people, 52:43.670 --> 52:46.470 they were fomenting extramarital liaisons, 52:46.469 --> 52:51.089 and by implication the use of contraception. 52:51.090 --> 52:55.700 This spreads very rapidly so who knows the plot of Anna 52:55.697 --> 52:56.907 Karenina? 52:56.909 --> 53:01.229 An adulterous affair, and again, her husband wasn't 53:01.231 --> 53:03.481 quite as nice as Bovary. 53:03.480 --> 53:06.280 He was kind of a stiff guy but he wasn't beating her; 53:06.280 --> 53:10.610 he wasn't really a bad guy, she goes off and has a wild 53:10.606 --> 53:12.756 affair and that-- War and Peace and 53:12.762 --> 53:14.342 Anna Karenina, and The Brothers 53:14.344 --> 53:17.274 Karmazov, one of the three greatest Russian novels, 53:17.268 --> 53:23.348 are exactly on this same mode of Flaubert and they're all 53:23.349 --> 53:29.429 really talking about this whole change in attitude toward 53:29.427 --> 53:36.807 fertility and sexuality that was overcoming Europe at this time. 53:36.809 --> 53:39.809 Much later, not that much later, after the European 53:39.809 --> 53:43.349 fertility transition was over, which only lasted until about 53:43.349 --> 53:43.889 1930. 53:43.889 --> 53:46.709 It starts in 1870, you'll see these dates, 53:46.710 --> 53:50.870 the fertility drop out--except for France starts in about 1870 53:50.867 --> 53:54.747 and is all over by 1930 and social sciences start thinking 53:54.753 --> 53:59.323 about this fertility drop but not in moralistic terms anymore, 53:59.320 --> 54:04.220 not how it was ruining our morals, but in terms of sort of 54:04.222 --> 54:06.632 quantifiable explanations. 54:06.630 --> 54:10.260 The major--again asking this, which is probably the most 54:10.257 --> 54:13.487 important question in all the social sciences, 54:13.489 --> 54:17.339 the most important change in how it is to be a human, 54:17.340 --> 54:21.610 and what is the cause of this? 54:21.610 --> 54:24.800 They did a very massive project and we'll have a guest speaker 54:24.797 --> 54:26.887 who's one of the main people in this, 54:26.889 --> 54:30.199 Michael Teitelbaum, that they set up what they call 54:30.197 --> 54:33.437 an office of population research and they did-- 54:33.440 --> 54:36.210 every graduate student got a different country in Europe, 54:36.210 --> 54:39.840 and he went into that country and looked at all the provincial 54:39.835 --> 54:43.395 records and dug out everything they could find and they got a 54:43.400 --> 54:46.910 mass of statistics on everything they could figure out about 54:46.907 --> 54:51.027 every province in Europe, and not only Western Europe but 54:51.032 --> 54:55.552 all the way across Europe into Russia and so it was the most-- 54:55.550 --> 55:00.400 probably the most massive social science investigation 55:00.402 --> 55:02.512 that ever took place. 55:02.510 --> 55:09.340 What had come up by that time already was kind of a schema of 55:09.335 --> 55:15.475 what's--what we now call the demographic transition. 55:15.480 --> 55:18.440 I've shown you how the death rate, there's no particular 55:18.436 --> 55:20.336 dates, this is sort of very 55:20.344 --> 55:24.204 generalized kind of idea, that the death rate--the first 55:24.197 --> 55:27.857 thing that happens in time is that the death rate falls. 55:27.860 --> 55:32.930 Then at some time later the birth rate falls-- 55:32.929 --> 55:37.309 there's--early on I described the drop in the death rate and 55:37.309 --> 55:41.839 now we see that sometime later the birth rate fall happens. 55:41.840 --> 55:45.120 Well what happens in between is this population growth. 55:45.119 --> 55:48.409 In old times the birth rate was very high and the death rate was 55:48.409 --> 55:50.439 very high, but they pretty nearly matched, 55:50.443 --> 55:52.063 there's a little bit of difference, 55:52.059 --> 55:54.719 the population does grow but it grows very slowly. 55:54.719 --> 55:57.249 When it's all over, the birth rate is low and the 55:57.253 --> 55:59.583 death rate is low, and again there's a little 55:59.577 --> 56:00.367 difference. 56:00.369 --> 56:03.409 Population grows slowly, or nowadays in a lot of Europe 56:03.407 --> 56:06.447 the birth rate goes below the death rate and population 56:06.445 --> 56:10.065 decreases somewhat slowly, but there's no super rapid 56:10.074 --> 56:12.904 change here, there's no big rapid change 56:12.898 --> 56:16.398 here, but in between the death-- the time when the death rate 56:16.400 --> 56:18.570 falls and the time when the birth rate falls-- 56:18.570 --> 56:23.430 all of this is population growth because the birth rate is 56:23.429 --> 56:25.389 above the death rate. 56:25.389 --> 56:28.589 This is the period of the population explosions and the 56:28.585 --> 56:31.775 first of these population explosions was in Europe, 56:31.780 --> 56:34.860 not in the poor countries, not in the developing world, 56:34.860 --> 56:38.940 but in the richest part of the world at that time which was 56:38.936 --> 56:39.566 Europe. 56:39.570 --> 56:44.840 The same schema is supposed to apply later on. 56:44.840 --> 56:50.560 This is, as an empirical generalization … 56:50.561 --> 56:55.311 medium--that some countries fit this. 56:55.309 --> 56:58.889 Nobody is terribly far from this, the birth rate and the 56:58.887 --> 57:03.047 death rate always go down in some relationship to each other, 57:03.050 --> 57:06.770 but the question which arises is, is the correlation good 57:06.768 --> 57:09.358 enough that the death rate actually-- 57:09.360 --> 57:13.640 the drop in the death rate actually causes the drop in the 57:13.639 --> 57:17.109 birth rate, and the theory runs in a rather 57:17.114 --> 57:20.324 obvious way, that parents know how many 57:20.322 --> 57:21.952 children they want. 57:21.949 --> 57:24.849 They know roughly how many children they can keep alive, 57:24.849 --> 57:27.389 how much farmland they have to give them to inherit, 57:27.389 --> 57:33.519 how many they need to take care of them in their old age. 57:33.518 --> 57:38.118 When the death rate is very high, and not only high but very 57:38.123 --> 57:40.473 variable-- I showed you last time in 57:40.465 --> 57:42.825 Sweden the death rate going up and down, 57:42.829 --> 57:45.829 when the death rate is high and variable you don't know-- 57:45.829 --> 57:49.339 if you have a lot of children you don't how many are going to 57:49.344 --> 57:49.934 survive. 57:49.929 --> 57:52.589 You need not only as many children as you want, 57:52.585 --> 57:55.695 and taking into account the death rate, but taking into 57:55.702 --> 57:58.362 account the variability of the death rate. 57:58.360 --> 58:02.200 What if an epidemic comes through when my kids are young? 58:02.199 --> 58:06.889 So you have to have a lot of children in order to insure that 58:06.885 --> 58:11.175 in your old age you'll have some to take care of you. 58:11.179 --> 58:14.659 As the death rate falls people gradually really-- 58:14.659 --> 58:17.909 the theory is that people gradually realize this and they 58:17.911 --> 58:21.451 reduce their fertility because they don't need to bear so many 58:21.454 --> 58:24.944 children in order to have so many left at the end because the 58:24.940 --> 58:27.990 children-- they start getting confidence 58:27.992 --> 58:30.922 that the children are not going to die. 58:30.920 --> 58:34.830 This is a lovely theory and how many of you have heard that, 58:34.826 --> 58:36.346 some version of that? 58:36.349 --> 58:39.189 It's one of--you'll see there's about ten standard 58:39.192 --> 58:41.742 versions--theories about why fertility falls, 58:41.744 --> 58:43.084 this is number one. 58:43.079 --> 58:47.759 That it's the fall in the death rate causes the fall in the 58:47.755 --> 58:52.505 birth rate, so now we're going to--this is--look and see how 58:52.512 --> 58:54.612 accurate that this is. 58:54.610 --> 59:02.910 This is Norway actually, and here is the death rate-- 59:02.909 --> 59:08.799 this black line for Norway--and it starts falling from about 59:08.802 --> 59:13.432 middle of the 1700s, and pretty continuous fall 59:13.434 --> 59:15.414 during all this time. 59:15.409 --> 59:21.549 Here is the birth rate, pretty constant across here and 59:21.552 --> 59:27.242 then it finally starts falling in 1900 I think, 59:27.239 --> 59:31.329 so there's a long time period between when the birth rate 59:31.331 --> 59:34.361 starts falling and-- sorry when the death rate 59:34.360 --> 59:37.490 starts falling and when the birth rate starts falling. 59:37.489 --> 59:40.939 The difference between those rates is this line here that all 59:40.940 --> 59:44.690 of this is population growth, and in this period here where 59:44.688 --> 59:48.638 the death rate is quite a ways down but the birth rate hasn't 59:48.637 --> 59:53.467 responded very much yet, the Norwegian population grows 59:53.465 --> 59:55.055 by this amount. 59:55.059 --> 59:57.529 That's standard, that's the way it's supposed to 59:57.530 --> 59:57.900 work. 59:57.900 --> 1:00:03.480 That's the way the schema shows it working. 1:00:03.480 --> 1:00:08.090 Now you look at England, England and Wales, 1:00:08.094 --> 1:00:11.724 and you don't get this picture. 1:00:11.719 --> 1:00:14.179 Here is fertility, the gray thing, 1:00:14.175 --> 1:00:18.265 and fertility starts dropping as I said around 1870, 1:00:18.268 --> 1:00:21.188 maybe 18--this shows it a little bit after 1875 or so, 1:00:21.190 --> 1:00:25.350 and then it drops rather continuously. 1:00:25.349 --> 1:00:26.739 This is fertility. 1:00:26.739 --> 1:00:29.169 Infant mortality, which is a good measure of 1:00:29.166 --> 1:00:31.666 total mortality, doesn't really start dropping, 1:00:31.666 --> 1:00:34.116 it's pretty constant, ups and downs, 1:00:34.119 --> 1:00:39.649 until 1905 or something like that and it only starts going 1:00:39.652 --> 1:00:40.432 down. 1:00:40.429 --> 1:00:45.359 Here it's the reverse situation that now you have fertility 1:00:45.356 --> 1:00:49.176 falling first and mortality falling later, 1:00:49.179 --> 1:00:51.669 and you can make a causal explanation for this, 1:00:51.670 --> 1:00:55.440 that when people are having lots and lots of kids they can't 1:00:55.440 --> 1:00:56.720 take care of them. 1:00:56.719 --> 1:00:58.929 They don't have enough food, they don't have enough this, 1:00:58.927 --> 1:01:01.017 that and the other thing, so there's a very high death 1:01:01.016 --> 1:01:02.116 rate among the children. 1:01:02.119 --> 1:01:06.739 If you drop your fertility you have more resources for each 1:01:06.742 --> 1:01:07.382 child. 1:01:07.380 --> 1:01:13.910 And that's actually as compelling an explanation--in 1:01:13.914 --> 1:01:20.324 the absence of data--as the reverse explanation. 1:01:20.320 --> 1:01:23.830 If you look across many, many countries which the 1:01:23.831 --> 1:01:29.721 Princeton project did, this is the drop in the 1:01:29.724 --> 1:01:34.734 mortality rate, this graph, and this is the 1:01:34.731 --> 1:01:36.811 drop in the fertility rate. 1:01:36.809 --> 1:01:40.859 This is the years, same year starts in 1825, 1:01:40.860 --> 1:01:44.040 this is 1975, so this is the period when the 1:01:44.039 --> 1:01:48.249 change was happening and for fertility here this period is 1:01:48.253 --> 1:01:52.983 when birth rate has already come down by about 10% and you'll see 1:01:52.983 --> 1:01:57.663 that's some kind of threshold, and when it's down then 1:01:57.657 --> 1:02:02.717 something like 30% I think it ends and mortality has also its 1:02:02.715 --> 1:02:03.555 limits. 1:02:03.559 --> 1:02:06.259 This is the period when mortality is falling in Norway 1:02:06.264 --> 1:02:09.434 and Denmark, and Sweden and England, and Wales and so forth. 1:02:09.429 --> 1:02:12.219 All you have to do is look at the order of these things. 1:02:12.219 --> 1:02:15.529 As I've shown you for fertility, France is the first 1:02:15.530 --> 1:02:20.060 one by a long shot it starts-- they put it in the early 1800s, 1:02:20.059 --> 1:02:24.719 it's down by 10% already and it's all over by 1900 or so, 1:02:24.719 --> 1:02:26.989 France way ahead in time of anybody else. 1:02:26.989 --> 1:02:29.619 Now you look at the mortality and you say well where is 1:02:29.621 --> 1:02:30.061 France? 1:02:30.059 --> 1:02:32.679 It's not Norway, it's not Denmark, 1:02:32.675 --> 1:02:35.445 it's not Sweden, where is France? 1:02:35.449 --> 1:02:38.829 Do I even see France here? 1:02:38.829 --> 1:02:40.789 There it is. 1:02:40.789 --> 1:02:43.559 Its way in the middle of the pack, that doesn't fit the 1:02:43.559 --> 1:02:45.509 theory and if you go the other way, 1:02:45.510 --> 1:02:49.200 Norway is the first one to drop its mortality rate and where is 1:02:49.195 --> 1:02:51.305 Norway, more or less in the middle of 1:02:51.309 --> 1:02:53.249 the pack when you look at fertility. 1:02:53.250 --> 1:02:56.670 These two things don't correlate as nicely. 1:02:56.670 --> 1:02:58.630 Again, this is the Princeton project; 1:02:58.630 --> 1:03:05.660 don't correlate as nicely as the theory would have us do. 1:03:05.659 --> 1:03:08.459 The end result of all these graduate students studying the 1:03:08.461 --> 1:03:10.971 relationship between mortality and fertility was? 1:03:10.969 --> 1:03:15.629 We don't know what's going on because we saw everything under 1:03:15.632 --> 1:03:16.412 the sun. 1:03:16.409 --> 1:03:21.019 There's no very strong correlation. 1:03:21.018 --> 1:03:26.118 They were very smart and they tried all kinds of things and 1:03:26.123 --> 1:03:31.053 another way you can look at it is to see at what level of 1:03:31.050 --> 1:03:34.240 mortality, maybe looking at years is not 1:03:34.244 --> 1:03:37.094 the right thing but the level of mortality. 1:03:37.090 --> 1:03:42.140 They looked at infant mortality levels at the time when the 1:03:42.137 --> 1:03:43.877 fertility dropped. 1:03:43.880 --> 1:03:47.270 What you have is, in France, the infant mortality 1:03:47.273 --> 1:03:49.833 was still very high; just infants it's not total 1:03:49.833 --> 1:03:53.773 mortality just infant mortality, almost 300 here when France 1:03:53.773 --> 1:03:58.333 starts dropping its fertility sometime this-- 1:03:58.329 --> 1:04:01.669 puts it somewhere in the late 1700s. 1:04:01.670 --> 1:04:05.650 The fertility started dropping and the infant mortality was 1:04:05.646 --> 1:04:06.876 still very high. 1:04:06.880 --> 1:04:09.670 Then you can go around the world all different kinds of 1:04:09.672 --> 1:04:12.202 places, Japan 160, Norway 100, 1:04:12.202 --> 1:04:17.692 that there doesn't seem to be any kind of commonality here in 1:04:17.693 --> 1:04:22.453 what the infant mortality actually was when fertility 1:04:22.452 --> 1:04:23.462 drops. 1:04:23.460 --> 1:04:28.030 Remember the 400 is sort of the primitive level, 1:04:28.030 --> 1:04:33.370 and actually when you go into Asia you can see that in places 1:04:33.373 --> 1:04:38.453 like Taiwan and Mexico-- Mexico doesn't--that moved from 1:04:38.445 --> 1:04:38.975 Asia. 1:04:38.980 --> 1:04:43.880 In Mexico and Taiwan the mortality was 35 , 1:04:43.880 --> 1:04:50.160 so very close to the primitive level where you can just keep 1:04:50.157 --> 1:04:56.007 your society going and yet fertility starts dropping. 1:04:56.010 --> 1:04:57.810 Basically you see the whole range. 1:04:57.809 --> 1:05:01.289 The whole range is something like 35 or 40 and you don't keep 1:05:01.286 --> 1:05:03.426 your society alive less than that, 1:05:03.429 --> 1:05:07.289 and modern Japan would be at this time be about 5 and you see 1:05:07.293 --> 1:05:09.353 that-- the range is what you actually 1:05:09.347 --> 1:05:13.157 see is this whole range, anywhere in that range of what 1:05:13.159 --> 1:05:18.039 mortality levels people actually achieve can be the range at 1:05:18.038 --> 1:05:20.848 which fertility starts to fall. 1:05:20.849 --> 1:05:25.709 There's no real conclusion possible. 1:05:25.710 --> 1:05:30.620 What's explanation number two that you all have heard? 1:05:30.619 --> 1:05:34.409 Economic development, how many have heard that 1:05:34.409 --> 1:05:35.589 explanation? 1:05:35.590 --> 1:05:37.680 Not so many, that's very standard, 1:05:37.681 --> 1:05:40.761 the whole Reagan-- the whole Reagan policy 1:05:40.764 --> 1:05:44.164 was--and for a lot of the world was that-- 1:05:44.159 --> 1:05:46.859 forget about family planning and pushing that, 1:05:46.860 --> 1:05:52.180 that economic development is what reduces fertility so that's 1:05:52.184 --> 1:05:57.604 a very good theory also and we can look at it and wow the data 1:05:57.597 --> 1:05:59.547 looks pretty good. 1:05:59.550 --> 1:06:05.140 Down here is per capita income and each of these is a separate 1:06:05.135 --> 1:06:09.165 country here, for every country as per capita 1:06:09.166 --> 1:06:12.826 income goes up fertility comes down. 1:06:12.829 --> 1:06:16.169 It can come down a fairly straight line, 1:06:16.172 --> 1:06:21.152 or it can do some wiggles and jiggles, but basically as per 1:06:21.146 --> 1:06:25.086 capita income goes up fertility goes down. 1:06:25.090 --> 1:06:27.250 You like that theory? 1:06:27.250 --> 1:06:29.730 There's some problems with it. 1:06:29.730 --> 1:06:33.700 How much money does it take to keep people out of bed 1:06:33.702 --> 1:06:34.622 basically? 1:06:34.619 --> 1:06:40.609 Well, the French start dropping their fertility when their per 1:06:40.610 --> 1:06:44.440 capita income is something like 180-- 1:06:44.440 --> 1:06:50.800 this is in--converted basically to dollars $180 a year, 1:06:50.800 --> 1:06:53.680 50 cents a day, back then that was more money 1:06:53.682 --> 1:06:57.442 than now, it keeps the Frenchmen out of 1:06:57.438 --> 1:06:57.948 bed. 1:06:57.949 --> 1:07:01.339 Now anybody of Italian extraction will be very proud to 1:07:01.335 --> 1:07:04.085 realize that it takes Italians twice as much, 1:07:04.094 --> 1:07:06.984 $360 or something to keep them out of bed. 1:07:06.980 --> 1:07:10.590 We have now scientifically and quantitatively proven that 1:07:10.588 --> 1:07:13.938 Italians are definitely sexier then French people. 1:07:13.940 --> 1:07:16.980 Then you go along, here's the Germans a little bit 1:07:16.978 --> 1:07:19.718 stolid here, and of course who--we are at 1:07:19.717 --> 1:07:23.527 exactly the opposite of what we presume that the English are 1:07:23.527 --> 1:07:27.527 supposed to be so straight that they don't do it at all and yet 1:07:27.530 --> 1:07:31.470 in order to keep the British out of bed you have to really pay 1:07:31.469 --> 1:07:32.889 them awful lot. 1:07:32.889 --> 1:07:37.469 They have to be somewhere in the--between $700 and $800 1:07:37.472 --> 1:07:39.172 dollars in income. 1:07:39.170 --> 1:07:44.570 There doesn't seem to be any particular number of income that 1:07:44.574 --> 1:07:49.174 has a huge range that is required before people drop 1:07:49.168 --> 1:07:50.968 their fertility. 1:07:50.969 --> 1:07:55.199 When you think about it a little more this whole way of 1:07:55.204 --> 1:07:59.444 looking at it is not very convincing because here's per 1:07:59.438 --> 1:08:02.458 capita income, but we're talking about the 1:08:02.460 --> 1:08:06.030 time of industrialization and after fertility starts dropping. 1:08:06.030 --> 1:08:08.990 So once fertility starts dropping per capita income does 1:08:08.992 --> 1:08:09.802 start rising. 1:08:09.800 --> 1:08:12.520 That's sort of the most important take home message for 1:08:12.516 --> 1:08:15.816 today, so I'll say it before time runs 1:08:15.818 --> 1:08:18.408 out, that the industrial revolution 1:08:18.409 --> 1:08:22.219 by itself didn't really improve the standard of living of 1:08:22.219 --> 1:08:22.899 people. 1:08:22.899 --> 1:08:26.169 Up until about 1870 there was tremendous increase in 1:08:26.167 --> 1:08:28.407 productivity, tremendous increase in 1:08:28.408 --> 1:08:29.368 population. 1:08:29.368 --> 1:08:32.968 They cancelled each other out and for the average working 1:08:32.966 --> 1:08:35.916 person the standard of living does not rise. 1:08:35.920 --> 1:08:39.930 Starting roughly 1870, people dropped their fertility 1:08:39.927 --> 1:08:44.477 rates and the standard of living starts rising and we see it 1:08:44.475 --> 1:08:47.015 starts rising all along here. 1:08:47.020 --> 1:08:53.440 If you take any dates from 1870 until today or until a few 1:08:53.435 --> 1:08:57.825 months ago anyway, per capita income is rising 1:08:57.826 --> 1:09:00.976 everywhere in Europe at different rates, 1:09:00.979 --> 1:09:03.189 but everywhere in Europe. 1:09:03.189 --> 1:09:06.239 Anything is for guessing, in everything that you can 1:09:06.242 --> 1:09:08.882 measure about Europe, changes in what we call 1:09:08.875 --> 1:09:11.025 monotonic in a single direction. 1:09:11.029 --> 1:09:14.629 Education goes up, urbanization goes up, 1:09:14.630 --> 1:09:17.820 the number of the year goes up, everything, 1:09:17.819 --> 1:09:22.829 women's education goes up, anything that you can think of 1:09:22.833 --> 1:09:26.063 goes up, and fertility goes down. 1:09:26.060 --> 1:09:30.030 So when you make graphs like that anything that you put on 1:09:30.028 --> 1:09:31.698 this axis is going up. 1:09:31.698 --> 1:09:32.818 This happened to be per capita income, 1:09:32.819 --> 1:09:35.079 it could be education, industrialization, 1:09:35.077 --> 1:09:37.557 urbanization, and fertility is falling during 1:09:37.560 --> 1:09:40.410 this period-- so any two variables that you 1:09:40.409 --> 1:09:43.929 put together will give you similar graph to this and it 1:09:43.930 --> 1:09:47.650 tells you absolutely nothing except the only thing you can 1:09:47.645 --> 1:09:50.705 think of that-- well there is no particular 1:09:50.712 --> 1:09:53.652 level of income which causes people to drop. 1:09:53.649 --> 1:09:58.259 When you get into the developing worlds the levels are 1:09:58.255 --> 1:10:02.245 way, way below, they're out here and they start 1:10:02.252 --> 1:10:05.382 dropping their fertility levels. 1:10:05.380 --> 1:10:10.760 They repeated this over and over again for all kinds of 1:10:10.761 --> 1:10:16.541 hypotheses and they always got the same kind of answer that 1:10:16.542 --> 1:10:20.532 nothing really correlated very well. 1:10:20.529 --> 1:10:24.599 Literacy is another answer that people started getting more 1:10:24.601 --> 1:10:29.081 worldly because they can read, and fertility began to fall and 1:10:29.082 --> 1:10:32.852 literacy rates were very low in France and Bulgaria, 1:10:32.850 --> 1:10:36.780 in Hungary but literacy was already very high in England and 1:10:36.779 --> 1:10:38.909 Wales when its fertility fell. 1:10:38.908 --> 1:10:42.378 Urbanization, the British fertility declined 1:10:42.377 --> 1:10:45.277 when it began in Britain in 1870, 1:10:45.279 --> 1:10:50.029 72% of the British were already in what are called conurbations, 1:10:50.029 --> 1:10:53.829 in urban settings, but in France when they started 1:10:53.831 --> 1:10:58.481 100 years earlier, very, very low level. 1:10:58.479 --> 1:11:02.929 I won't continue this but that Princeton project was a massive, 1:11:02.930 --> 1:11:06.400 massive study of all the--every socio economic variable that you 1:11:06.398 --> 1:11:08.298 can think of, all the theories, 1:11:08.296 --> 1:11:11.526 all the ten theories that you hear around and from your 1:11:11.525 --> 1:11:15.785 friends and think yourself, none of them really worked out 1:11:15.792 --> 1:11:20.622 as something you could really nail to fertility drops because 1:11:20.617 --> 1:11:23.867 of infant mortality drops, or income goes up, 1:11:23.868 --> 1:11:27.008 or education goes up, or any of these sorts of things. 1:11:27.010 --> 1:11:30.930 Next time we will continue and tell you at least what the 1:11:30.930 --> 1:11:34.150 Princeton people thought was the real cause. 1:11:34.149 --> 1:11:39.999